Key Achievements:

• Implemented risk assessment frameworks that reduced client exposure to operational and financial risk by 30%.

• Identified control weaknesses and recommended improvements, helping clients avoid £75,000 / $90,000 in potential losses.

• Streamlined risk reporting processes, saving the practice 10–15 hours per month.

• Supported client advisory projects that enhanced compliance and governance standards.

• Developed training and guidance materials, improving team awareness and risk management efficiency.

Duties & Responsibilities:

• Conduct risk assessments for clients across various industries to identify financial, operational, and regulatory risks.

• Advise clients on internal controls, risk mitigation strategies, and governance improvements.

• Prepare risk reports and dashboards for clients and senior partners.

• Monitor client compliance with statutory and regulatory requirements.

• Assist in developing and implementing risk management policies, procedures, and frameworks.

• Collaborate with audit, tax, and advisory teams to integrate risk management into client services.

• Provide guidance on financial reporting, internal controls, and operational processes.

• Support clients during regulatory reviews, audits, and inspections.

• Identify opportunities to improve client processes and reduce risk exposure.

• Maintain accurate documentation of risk assessments, recommendations, and follow-up actions.

• Conduct training sessions for clients and internal teams on risk management best practices.

• Review client contracts, agreements, and operational policies to ensure compliance.

• Support business development by providing insights on risk and governance to prospective clients.

• Monitor emerging regulatory changes and advise clients on implications for their business.

• Participate in internal and external audits, providing risk-focused analysis and recommendations.

• Contribute to continuous professional development (CPD) and knowledge-sharing initiatives.

• Assist in developing templates, tools, and processes for efficient risk assessment.

• Ensure all activities comply with professional standards, regulatory requirements, and ethical guidelines.

• Support ad-hoc projects related to risk, compliance, or internal controls.

• Maintain confidentiality, integrity, and professionalism in all client interactions.